Registration & Status
WHALEN Financial is a Registered Investment Advisor (RIA) registered with the U.S. Securities and Exchange Commission. Registration does not imply a certain level of skill or training.
Our registration information is publicly available through the SEC’s Investment Adviser Public Disclosure (IAPD) database at www.adviserinfo.sec.gov.
Advisory services are only offered to clients or prospective clients where WHALEN Financial and its representatives are properly licensed or exempt from licensure. No advice may be rendered by WHALEN Financial unless a client service agreement is in place.
Investment Risk
Investing involves risk, including the possible loss of principal. Past performance is not indicative of future results. The value of investments and the income derived from them can go down as well as up, and you may not get back the amount originally invested.
All investment strategies carry risk. No strategy assures a profit or protects against loss. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for an investor’s portfolio.
Informational Purposes Only
This website is for informational purposes only and does not constitute investment advice, a solicitation, or an offer to buy or sell any security. The information contained herein is not intended to provide, and should not be relied upon for, accounting, legal, or tax advice. Consult your financial, tax, and legal advisors before making any investment decisions.
Podcast, Video & Blog Content
The opinions expressed in our podcast, video, and other programming are for general informational purposes only and are not intended to provide specific advice or recommendations for any individual or on any specific security. They are only intended to provide education about the financial industry. To determine which investments may be appropriate for you, consult your financial advisor prior to investing. Any past performance discussed is no guarantee of future results. Investment advisory services are offered through WHALEN Financial, a Registered Investment Adviser.
Commentary appearing on this website reflects the personal opinions, viewpoints, and analyses of WHALEN Financial employees providing such comments, and should not be regarded as a description of advisory services provided by WHALEN Financial or performance returns of any WHALEN Financial client. Any mention of a particular security and related performance data is not a recommendation to buy or sell that security. WHALEN Financial manages its clients’ accounts using a variety of investment techniques and strategies, which are not necessarily discussed in the commentary. Investments in securities involve the risk of loss.
Any indices referenced for comparison are unmanaged and cannot be invested into directly. As always, please remember that investing involves risk and the possible loss of principal capital; please seek advice from a licensed professional.
Awards & Media Recognition
WHALEN Financial has been designated by Advisor Hub as an “Advisor to Watch” in 2022. This designation should not be interpreted as a confirmation or guarantee of WHALEN Financial’s past performance or future results.
Andrew Whalen’s membership in the Forbes Council is a paid membership and does not constitute an endorsement or recommendation by Forbes or any of its affiliates.
Andrew Whalen’s appearances in various media outlets are not to be considered as endorsements or assurances of his expertise, nor do they reflect or predict the performance of WHALEN Financial. Media appearances are based on individual opinions and should not be construed as a guarantee of future results.
Third-Party Links
WHALEN Financial provides links for your convenience to websites produced by other providers or industry-related material. Accessing websites through links directs you away from our website. WHALEN Financial is not responsible for errors or omissions in the material on third-party websites, and does not necessarily approve of or endorse the information provided. Users who gain access to third-party websites may be subject to the copyright and other restrictions on use imposed by those providers, and assume responsibility and risk from use of those websites.
Client Testimonials
Testimonials appearing on this website are from real clients and reflect their individual experiences. They have not been compensated for their testimonials. Individual results will vary and are not representative of all clients. Testimonials are not indicative of future performance or success.
Regulatory Documents
WHALEN Financial • 7160 Rafael Rivera Way, Suite 220, Las Vegas, NV 89113 • (866) 600-3030 • (702) 878-3900 • info@whalenfinancial.com• Mon–Fri, 8:30am–5:00pm PT