Our Disciplined Process
We have a clear process to understand your goals and develop appropriate recommendations.
Discovery Process
- Identify your goals, values, dreams, concerns/challenges
Develop Investment Strategy
- Determine risk tolerance
- Analyze current portfolio
- Develop asset allocation strategy
- Portfolio construction
Investment Strategy Meeting
- In-person meeting to present recommended investment strategy
Execute Investment Strategy
- Open new accounts
- Transfer existing assets
- Conduct trades to execute agreed-upon Investment Strategies
Follow-Up Meeting
- First statements
- Organization of paperwork
- Set-up online account access and review online resources
Develop Wealth Management Plan
- Comprehensive Wealth Planning
- Retirement Planning
- Education Planning
- Charitable Giving
- Succession Planning
Ongoing Management & Monitoring
- Develop schedule for review meetings
- Monitoring of asset management
- Change as needed
How We Serve You
Establishing a Whalen Financial plan is the first step in building your financial foundation. We take the time to get to know all the important details of your financial life and goals. From there, we apply the experience of our tax, legal, and insurance specialists to create a retirement plan that will work toward your desired lifestyle.
Generating income for retirement is a cornerstone for the majority of retirees. When to take that income and where to distribute it are critical questions that must be answered. At Whalen Financial, we create an income plan to assist you in analyzing your assets and providing a roadmap for your portfolio, pension, and Social Security income.
Not everyone needs a financial plan. For those clients who only require investment management, the Whalen Financial investment platform offers a wide variety of institutional money managers. Driven by your individual goals, our financial planners will build an asset model for you and actively manage your portfolio.
At Whalen Financial, we employ customized estate planning strategies to ensure our clients wishes for their estate are fulfilled. Our team of specialists can design and implement the right strategies to meet every need. Our areas of experience include:
- Revocable Living Trusts
- Irrevocable Trusts
- Life Insurance Trusts
- Charitable Trusts
- Probate
- Business Incorporation / LLCs
- Buy / Sell Agreements
- Business Succession
A Whalen financial tax advisor will be responsible for collaborating with the rest of the team to create a tax plan that co-exists with your investment and estate goals. In an ever-changing tax law environment, it is not just how much you make but rather how much you keep of that is important to the success your financial roadmap. We prepare tax returns using efficient planning strategies that can potentially reduce income and business taxes now and later. Our areas of experience include:
- Audits & Reviews
- Business / Personal Tax Preparation & Planning
- Bookkeeping
- Charitable Gift Planning
- Estate & Trust Tax Preparation
- Notary Public
- Representation before the IRS
Retirement Planning
Establishing a Whalen Financial plan is the first step in building your financial foundation. We take the time to get to know all the important details of your financial life and goals. From there, we apply the experience of our tax, legal, and insurance specialists to create a retirement plan that will work toward your desired lifestyle.
Income Planning
Generating income for retirement is a cornerstone for the majority of retirees. When to take that income and where to distribute it are critical questions that must be answered. At Whalen Financial, we create an income plan to assist you in analyzing your assets and providing a roadmap for your portfolio, pension, and Social Security income.
Investment & Portfolio Management
Not everyone needs a financial plan. For those clients who only require investment management, the Whalen Financial investment platform offers a wide variety of institutional money managers. Driven by your individual goals, our financial planners will build an asset model for you and actively manage your portfolio.
Estate Planning
At Whalen Financial, we employ customized estate planning strategies to ensure our clients wishes for their estate are fulfilled. Our team of specialists can design and implement the right strategies to meet every need. Our areas of experience include:
- Revocable Living Trusts
- Irrevocable Trusts
- Life Insurance Trusts
- Charitable Trusts
- Probate
- Business Incorporation / LLCs
- Buy / Sell Agreements
- Business Succession
Tax Planning
A Whalen financial tax advisor will be responsible for collaborating with the rest of the team to create a tax plan that co-exists with your investment and estate goals. In an ever-changing tax law environment, it is not just how much you make but rather how much you keep of that is important to the success your financial roadmap. We prepare tax returns using efficient planning strategies that can potentially reduce income and business taxes now and later. Our areas of experience include:
- Audits & Reviews
- Business / Personal Tax Preparation & Planning
- Bookkeeping
- Charitable Gift Planning
- Estate & Trust Tax Preparation
- Notary Public
- Representation before the IRS